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Colliers Securities LLC CRD 7477
$330M regulatory AUM 820 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-20 |
| SD | RA | APPROVED | 2010-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Colliers Securities Llc | Watertown | SD | 08/2010 | Present |
Watertown Community Foundation/Women & Giving; non-investment related; Watertown, SD; Foundation/fundraising; January 2018; Board Member; less than 1 hour per month, none during trading hours; dispensing grants
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-28 |
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