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Amy Peschl Batta

Stratos Wealth Advisors LLC

Watertown, SD

CRD 2740237

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Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-08-12
  • SD RA
    APPROVED
    Since 2026-08-12

Branch Locations

Watertown, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Terry Peschl & Assoc Inc Watertown SD 04/1996 12/2022
Hi-Line Capital Management Llc Watertown SD 01/2023 08/2026
Stratos Wealth Advisors, Llc Watertown SD 08/2026 Present
Previous Registrations
Other Businesses

1. 01/2015 - Salt Studio - Yoga Instructor, Watertown SD 57201 - approximately 4-5 hrs per month 2. 08/2026 - Align Wealth Co. (DBA for Stratos Business) - Inv Related - At reported location(s) - Wealth Advisor - 100% time spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-12
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Amy Marie Peschl

View on SEC IAPD

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