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Steven Brett Hart

Park Avenue Securities LLC

Boca Raton, FL

CRD 5845530

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-02-21
  • FL RA
    APPROVED
    Since 2012-02-21

Branch Locations

1200 N Federal Highway Suite 300, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brett Hart Photography Lighthouse Pt FL 01/1999 Present
Guardian Life Insurance Company Boca Raton FL 09/2011 05/2017
Park Avenue Securities Bnoca Raton FL 12/2011 05/2017
Guardian Life Insurance West Palm Beach FL 06/2017 03/2026
Park Avenue Securities West Palm Beach FL 06/2017 03/2026
Guardian Life Insurance Company Boca Raton FL 03/2026 Present
Park Avenue Securities Boca Raton FL 03/2026 Present
  • 01/1999 → Present
    Brett Hart Photography
    Lighthouse Pt, FL
  • 09/2011 → 05/2017
    Guardian Life Insurance Company
    Boca Raton, FL
  • 12/2011 → 05/2017
    Park Avenue Securities
    Bnoca Raton, FL
  • 06/2017 → 03/2026
    Guardian Life Insurance
    West Palm Beach, FL
  • 06/2017 → 03/2026
    Park Avenue Securities
    West Palm Beach, FL
  • 03/2026 → Present
    Guardian Life Insurance Company
    Boca Raton, FL
  • 03/2026 → Present
    Park Avenue Securities
    Boca Raton, FL
Previous Registrations
Other Businesses

1. BocaRaton.com / Boca Raton Wine and Food Festival Wine and Food event raising funds for charity Start: 10/01/2012 Address: Various locations 10 non bus hrs per month Not investment related 2. Brett Hart (Insurance other than Guardian) Placing insurance business when needed Start: 10/01/2010 Address: 2056 Vista Parkway Suite 225; West Palm Beach, FL 33411 5 bus hrs per month Investment related >10% annual compensation 3. Brett Hart Photography / USArt Photography / USArt Source, LLC Photography and Art Services conducted by myself and others including events. Start: 01/01/1999 Address: 4410 NE 26th Avenue Lighthouse Point, FL 33064 6 non bus hrs per month Not investment related 4. Wine Ambassador American Fine Wine Competition / Invitational The organization hosts and organizes a competition, fundraisers and events to raise funds for charity. Start: 09/01/2014 Address: 144 Greens Road Hollywood, FL 33021 6 non bus hrs per month Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
  • S66 Uniform Combined State Law Examination
    2011-05-20
Other Names
  • Brett Hart
  • S Brett Hart
  • Steven B Hart

View on SEC IAPD

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