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Nicholas Black

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

Downers Grove, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-09-17
IL RA APPROVED 2008-03-13
  • TX RA
    APPROVED_RES
    Since 2008-09-17
  • IL RA
    APPROVED
    Since 2008-03-13

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 02/2008 Present
Bank Of America, N.A. Lisle IL 05/2011 Present
Previous Registrations
  • 2007-04-02 → 2007-11-30
    Morgan Stanley & Co. Llc
    Lisle, IL
  • 2006-08-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
  • S66 Uniform Combined State Law Examination
    2006-04-03
Other Names
  • Nicholas Black
  • Nick Black
  • Nicholas M Black

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
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BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
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