Best Investors Account Sign in

Kyle Kenneth Ross

First Trust Advisors LP

Wheaton, IL

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-03-21
  • IL RA
    APPROVED
    Since 2019-03-21

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Partners Deerfield IL 09/2016 10/2018
Invesco Downers Grove IL 10/2018 03/2019
First Trust Portfolios L.P. Wheaton IL 03/2019 Present
First Trust Advisors L.P. Wheaton IL 03/2019 Present
  • 09/2016 → 10/2018
    Strategic Wealth Partners
    Deerfield, IL
  • 10/2018 → 03/2019
    Invesco
    Downers Grove, IL
  • 03/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2019 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2018-11-01 → 2019-03-19
    Invesco Advisers, Inc.
    Downers Grove, IL
  • 2016-09-07 → 2018-10-29
    Strategic Wealth Partners
    Deerfield, IL
  • 2014-09-26 → 2016-07-27
    Morgan Stanley
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-18
S66 Uniform Combined State Law Examination 2014-09-26
  • S63 Uniform Securities Agent State Law Examination
    2018-12-18
  • S66 Uniform Combined State Law Examination
    2014-09-26

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor