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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-19 |
| AL | RA | APPROVED | 2015-10-09 |
Branch Locations
1451 W Main St, Dothan, AL 36301-1311 • United States
Dothan, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dothan | AL | 10/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Dothan | AL | 03/2020 | Present |
Board of Directors; Troy University Legacy Council; Legacy Council Advisory Board Member; 301 Adams Administration Bldg, , Troy, AL, 36082; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Troy University Business Advisory Council; Member; 151 John Robert Lewis Hall, , Troy, AL, 36082; Not Investment-Related; 05/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Book author; Authoring a Christian devotional book on the topic of stewardship. (Book and all marketing materials contain no mention of Ameriprise); 103 Piccadilly Lane, , Dothan, AL, 36305; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-22 |
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