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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-08 |
| CA | RA | APPROVED | 2010-11-16 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Newport Beach | CA | 09/2010 | Present |
1) KNGPR/ investment related?: / Newport Beach, CA 92660 US/ Company/Officer/I perform no duties and have no role, other than UBS account opening required a secretary to be listed when we set up a checking account for the business/start date:1/1/2022/ Time reqd during trading hours? no 2) Harbor Day School, Corona del Mar CA United States- 92625, Educational Establishment, Member of Board of directors, Harbor Day School is a tax-exempt, non-profit educational institution that is governed by a Board of Trustees. Trustees are nominated by the Committee on Trustees and elected by the full Board to serve two three-year staggered terms. The Committee on Trustees aims to nominate prospective Trustees with diverse professional and personal backgrounds and skills, Yes, as member of a audit committee, Yes, as member of the Compensation committee, start date-6/2/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
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