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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-02-03 |
Branch Locations
1601 Main St, Dickson City, PA 18447 • United States
Scott Township, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Pa | Clarks Summit | PA | 08/2012 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | Present |
| Cetera Investment Advisers Llc | Dickson City | PA | 02/2016 | Present |
1) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT 2) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 3) RENTAL PROPERTY 4) 4M LOGISTICS LLC, SCREENING/APPROVING TENANTS, COLLECTING RENT, PROPERTY MAINTENANCE FOR RENTAL PROPERTY, 34% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-04 |
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