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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-18
PA RA APPROVED 2023-05-31
  • TX RA
    APPROVED
    Since 2025-03-18
  • PA RA
    APPROVED
    Since 2023-05-31

Branch Locations

851 Commerce Blvd Ste 106, Dickson City, PA 18519-1762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2022 04/2023
Ameriprise Financial Dickson City PA 08/2021 12/2021
Pennsylvania State University Dunmore PA 01/2019 12/2021
Chewy Jessup PA 06/2021 07/2021
Wizard Car Wash Scranton PA 02/2019 09/2019
Elmhurst Country Club Moscow PA 05/2017 08/2017
Elmhurst Country Club Moscow PA 05/2018 08/2018
West Virginia University Morgantown WV 08/2016 04/2018
Unemployed Moscow PA 12/2021 04/2022
Unemployed Moscow PA 08/2018 01/2019
Ameriprise Financial Services, Llc Dickson City PA 05/2023 Present
  • 04/2022 → 04/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2021 → 12/2021
    Ameriprise Financial
    Dickson City, PA
  • 01/2019 → 12/2021
    Pennsylvania State University
    Dunmore, PA
  • 06/2021 → 07/2021
    Chewy
    Jessup, PA
  • 02/2019 → 09/2019
    Wizard Car Wash
    Scranton, PA
  • 05/2017 → 08/2017
    Elmhurst Country Club
    Moscow, PA
  • 05/2018 → 08/2018
    Elmhurst Country Club
    Moscow, PA
  • 08/2016 → 04/2018
    West Virginia University
    Morgantown, WV
  • 12/2021 → 04/2022
    Unemployed
    Moscow, PA
  • 08/2018 → 01/2019
    Unemployed
    Moscow, PA
  • 05/2023 → Present
    Dickson City, PA
Other Businesses

Business Ownership; Mr. Mojo; Owner; Retail; 1534 Quincy Ave, , Dunmore, PA, 18509; Not Investment-Related; 10/01/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2023-05-31
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16
Designations
Other Names
  • Christopher Ross Hauber
  • Chris Ross Hauber
  • Christopher Hauber

View on SEC IAPD

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