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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-08 |
| TX | RA | APPROVED_RES | 2006-10-03 |
| PA | RA | APPROVED | 2003-07-03 |
Branch Locations
851 Commerce Blvd Ste 106, Dickson City, PA 18519-1762 • United States
Royal Palm Beach, FL • United States
Moscow, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dickson City | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dickson City | PA | 03/2020 | Present |
Board of Directors; St Mark's Episcopal Church; Endowment Board President; 1109 Church Street, , Moscow, PA, 18444; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Delaware Highlands Conservancy; Investment Advisory Committee; 571 Perkins Pond Road, , Beach Lake, PA, 18405; Investment-Related; 06/08/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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