Caitlin Joy Murray

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 07/2017
  Wells Fargo Advisors Llc
  White Plains, NY
• 07/2016 → 03/2023
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 03/2023 → 12/2025
  Raymond James & Associates
  Bayport, NY
• 01/2026 → Present
  Raymond James Financial Services, Inc
  Bayport, NY
• 01/2026 → Present
  Raymond James Financial Services Advisors, Inc
  Bayport, NY

Previous Registrations

• 2023-03-28 → 2025-12-31
  Raymond James & Associates, Inc.
  Bayport, NY
  St. Petersburg, FL
• 2012-04-18 → 2023-03-21
  Wells Fargo Clearing Services, Llc
  Purchase, NY
  Nyack, NY
  Richmond, VA
  Glen Allen, VA
  Richmond, VA
  Summit, NJ
  Pomona, NY
  Melville, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-17
• S63 Uniform Securities Agent State Law Examination
  2010-11-02

Other Names

• Caitlin Leavy
• Caitlin Joy Leavy