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Jeannie Temple Mainland

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc San Jose CA 02/2012 10/2018
Mml Investors Services, Llc San Jose CA 03/2017 10/2018
Pruco Securities, Llc San Jose CA 10/2018 11/2024
Prudential Insurance Company Of America San Jose CA 10/2018 Present
Lpl Enterprise, Llc San Jose CA 11/2024 Present
Previous Registrations
  • 2018-10-24 → 2024-11-14
    Pruco Securities, Llc.
    San Jose, CA
    Paso Robles, CA
  • 2017-03-25 → 2018-10-11
    Mml Investors Services, Llc
    San Jose, CA
  • 2012-03-27 → 2017-03-25
    Msi Financial Services, Inc.
    Walnut Creek, CA
    San Jose, CA
  • 2010-10-08 → 2011-11-14
    Investment Advisors International, Inc.
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-31
S63 Uniform Securities Agent State Law Examination 2010-08-03
  • S65 Uniform Investment Adviser Law Examination
    2010-08-31
  • S63 Uniform Securities Agent State Law Examination
    2010-08-03
Other Names
  • Jeannie Nale
  • Jeannie Farinsky
  • Jeannie Mainland
  • Jeannie Temple Parker

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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