Ryan J. Harteis

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-10-14

PA RA
APPROVED

Since 2015-10-14

Branch Locations

27 East Washington Street, New Castle, PA 16101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Commonwealth Bank	Wexford	PA	05/2005	Present
Infinex Investments, Inc.	Meriden	CT	07/2015	Present

05/2005 → Present

First Commonwealth Bank

Wexford, PA
07/2015 → Present

Infinex Investments, Inc.

Meriden, CT

Previous Registrations

2011-12-19 → 2015-10-16

Essex National Securities, Llc

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Napa, CA

Other Businesses

1.)FIRST COMMONWEALTH BANK - CLIENT SERVICE REPRESENTATIVE. 40HRS/WK. OPENING BANK ACCOUNTS, LOANS, IRA'S. 2.)First Commonwealth Bank Trust Division. Yes, investment related. Approx 8 hours per month during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-16

S66 Uniform Combined State Law Examination

2011-12-16

View on SEC IAPD

Current Employers

Osaic Institutions, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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