Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-29
VA RA APPROVED 2012-03-21
  • TX RA
    APPROVED_RES
    Since 2016-08-29
  • VA RA
    APPROVED
    Since 2012-03-21

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

501 Elden St, Herndon, VA 20170 • United States

1500 Wilson Blvd Ste 101, Arlington, VA 22209 • United States

2928 Annandale Rd, Falls Church, VA 22042 • United States

1429 S Fern St, Arlington, VA 22202 • United States

1498 North Point Village Ctr, Reston, VA 20194 • United States

1701 N Mckinley Rd, Arlington, VA 22205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Yorktown VA 02/2011 11/2016
Wachovia Bank, N.A. Yorktown VA 06/2009 Present
Green Realty Denver CO 10/2010 Present
Cleaners Inc Aurora CO 07/2005 Present
Wells Fargo Clearing Services, Llc Yorktown VA 11/2016 Present
  • 02/2011 → 11/2016
    Wells Fargo Advisors Llc
    Yorktown, VA
  • 06/2009 → Present
    Wachovia Bank, N.A.
    Yorktown, VA
  • 10/2010 → Present
    Green Realty
    Denver, CO
  • 07/2005 → Present
    Cleaners Inc
    Aurora, CO
  • 11/2016 → Present
    Yorktown, VA
Other Businesses

RENTAL PROPERTY; INVRELATED; AURORA, CO; 100% OWNERSHIP WITH SPOUSE; START 7/2005; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED;ARLINGTON, VA; 100% OWNERSHIP ; START DATE 3/14/2022; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-20
S63 Uniform Securities Agent State Law Examination 2011-03-14
  • S65 Uniform Investment Adviser Law Examination
    2012-03-20
  • S63 Uniform Securities Agent State Law Examination
    2011-03-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor