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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-06
SC RA APPROVED 2023-05-26
IL RA APPROVED 2016-11-30
  • NY RA
    APPROVED
    Since 2024-05-06
  • SC RA
    APPROVED
    Since 2023-05-26
  • IL RA
    APPROVED
    Since 2016-11-30

Branch Locations

138 Charlotte Street, Asheville, NC 28801 • United States

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

17 West Mcbee Avenue Poinsett Plaza, Greenville, SC 29601 • United States

1320 Main St, Suite 700, Columbia, SC 29201 • United States

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 08/2012 Present
Other Businesses

1) Shore Thing IOP LLC, 209 Algonquin Trail Greenville United States- 29607, Sole proprietorship, Real Estate, LLC to hold real estate investment, Proprietor / owner, Own and manage an investment property, start date- 7/12/2024, Personal investment in property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-30
  • S66 Uniform Combined State Law Examination
    2016-11-30
Other Names
  • Katie Hampson
  • Sarah Hampson
  • Sarah Katherine Hampson

View on SEC IAPD

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