Brian J King

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 02/2011 → Present
  Bank Of America Na
  Phoenix, AZ

Other Businesses

I*2048368, Entity Type Fiduciary, Name of OBA: The K Family Trust Address: Phoenix, Arizona, 85020 Investment Related: No Position, Title, Association: Executor Employee Start Date: 16-Oct-2029 No Hours: 0 No Hours during trading: 0 Duties: I*, 2744294 Entity Type: Not for Profit Name of OBA: TGen Ambassadors Address: Phoenix, Arizona 85004 Investment Related: No Position, Title, Association: None Employee Start Date: 08/15/2025 No Hours: 1 Hour per month No Hours during trading: 0 Duties: Networking group that supports research in the biotechnology industry. $1,000 annual donation and attend networking events

Exams

• S66 Uniform Combined State Law Examination
  2010-12-03

Other Names

• Brian James King