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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-21 |
| IL | RA | APPROVED | 2022-09-23 |
| MI | RA | APPROVED | 2012-08-03 |
Branch Locations
600 Charlevoix Ave, Petoskey, MI 49770 • United States
123 S Second Ave, Alpena, MI 49707-2813 • United States
Alanson, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Petoskey | MI | 09/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Petoskey | MI | 03/2020 | Present |
Business Ownership; Lejet; Playing live music and running the financials; Musician; 8237 Ramblewood Lane, , Alanson, MI, 49706; Not Investment-Related; 07/21/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Big Water Creative Arts; Board Member At Large; PO Box 124, , Petoskey, MI, 49770; Not Investment-Related; 12/22/2023; 1 to 9 hours per month; 0 during trading hours / Petoskey Rotary Charities Inc.; Member at Large; PO Box 61, , Petoskey, MI, 49770; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-17 |
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