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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| TN | RA | APPROVED | 2017-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Pensacola | FL | 06/2014 | 03/2017 |
| Cetera Investment Advisers Llc | Pensacola | FL | 06/2014 | 03/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2014 | 03/2017 |
| Bbtis | Knoxville | TN | 04/2017 | 09/2017 |
| Regions Bank | Morristown | TN | 09/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2017 | Present |
| Cetera Investment Advisers Llc | Morristown | TN | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-07 |
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