Philip Ramone Thomas

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 01/2024
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 01/2024 → 08/2024
  N/A
  Indianapolis, IN
• 08/2024 → Present
  Charles Schwab & Co, Inc
  Indianapolis, IN
• 08/2024 → Present
  Schwab Wealth Advisory Inc
  Indianapolis, IN

Previous Registrations

• 2011-06-20 → 2024-01-10
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 2011-03-25 → 2011-04-19
  Waddell & Reed
  Charleroi, PA

Other Businesses

1) Iota Phi Theta Fraternity Incorporated|Investment Related: No|, , , , |Nonprofit Charitable Organizations|Graduate Advisor|12/4/2004|Less than 20 hour/month - 0 during trading hours|Non Profit, Social organization. Alumni Chapter of Iota Phi Theta, Indianapolis IN. We support our community through philanthropy, and educational services that we provide through events unpaid service. , 2) Finra|Investment Related: No|, , , , |Financial Services|Finra Arbitrator||Varies hour/month - 0 during trading hours|FINRA arbitrators listen to both sides of a securities-related dispute, weigh the facts and render a final and binding decision. Arbitrators are paid an honorarium for the cases on which they serve. FINRA arbitrators are independent contractors, not FINRA employees.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-24

Designations

• Certified Financial Planner

Other Names

• Philip Ramone Thomas
• Philip R Thomas
• Philip Thomas
• Philip Ray Thomas