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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-27 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Spivak Financial Group | Scottsdale | CA | 02/2010 | 03/2017 |
| Centaurus Financial Inc. | Anaheim | CA | 06/2012 | 03/2017 |
| Cfr Capital Group | Scottsdale | AZ | 03/2017 | 10/2017 |
| Questar Capital Corporation | Minneapolis | MN | 10/2017 | 12/2018 |
| Questar Asset Management | Minneapolis | MN | 10/2017 | 12/2018 |
| Securities America, Inc. | Scottsdale | AZ | 01/2019 | 11/2020 |
| Securities America Advisors | Scottsdale | AZ | 01/2019 | 11/2020 |
| Pruco Securities, Llc. | Phoenix | AZ | 11/2020 | 04/2024 |
| Prudential Insurance Company Of America | Phoenix | AZ | 11/2020 | 04/2024 |
| Principal Securities Inc | Phoenix | AZ | 04/2024 | 10/2025 |
| Principal Life Insurance Company | Phoenix | AZ | 04/2024 | 10/2025 |
| Lpl Enterprise Llc | Phoenix | AZ | 10/2025 | Present |
1. 10/23/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Scottsdale, AZ - Start Date 10/13/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/23/2025 - TIMOTHY GISH N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Scottsdale, AZ - Start Date 10/13/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 10/23/2025 - Timothy Gish - Non-Variable Insurance - INV REL - Phoenix, AZ - Start Date 10/16/2017 - 25 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-08 |
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