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Leslie Katherine Tovar Rosado

Alpha Financial Advisors, LLC

Mclean, VA

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Current Employers
Alpha Financial Advisors, Llc

8260 Greensboro Drive Suite 125, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-13
  • VA RA
    APPROVED
    Since 2021-10-13

Branch Locations

8260 Greensboro Drive Suite 125, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Financial Advisors, Llc Mclean VA 09/2021 Present
Alpha Financial Advisors Mclean VA 08/2018 Present
Lpl Financial Annandale VA 04/2016 07/2018
  • 09/2021 → Present
    Alpha Financial Advisors, Llc
    Mclean, VA
  • 08/2018 → Present
    Alpha Financial Advisors
    Mclean, VA
  • 04/2016 → 07/2018
    Lpl Financial
    Annandale, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-26
  • S65 Uniform Investment Adviser Law Examination
    2021-08-26
Other Names
  • Leslie K Tovar Rosado
  • Leslie Katherine Tovar Resido

View on SEC IAPD

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