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David Matthew Mitchell

Ubs Financial Services Inc.

Mclean, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-03-27
  • VA RA
    APPROVED
    Since 2015-03-27

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 03/2015 Present
Previous Registrations
  • 2013-05-10 → 2015-02-26
    J. W. Cole Advisors, Inc.
    Tampa, FL
  • 2011-02-14 → 2013-05-10
    Financial Advisers Of America, Llc
    Carlsbad, CA
    Honolulu, HI
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-11
  • S66 Uniform Combined State Law Examination
    2011-02-11

View on SEC IAPD

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