Brett J Sigler

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2018
  Jhfn Sii
  New York, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Greenwich, CT

Previous Registrations

• 2015-11-20 → 2018-11-02
  Signator Investors, Inc.
  New York, NY

Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS , 177 W. PUTNAM AVE. SUITE 2694 GREENWICH, CT 06830 UNITED STATES INS. BROKERAGE - DISABILITY - GROUP MEDICAL , AGENT , START OF RELATIONSHIP: JAN 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 5, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 5........ INSURANCE BROKER: HEALTH AND GROUP BENEFITS, VARIOUS CARRIERS, START DATE 1/1/13, APPROX. 15 HRS MO AND 5 HRS DURING TRADING......... 2. CLIENT FOCUSED AVISORS POSITION: VP, Financial Advisor NATURE: LLC, this is DBA for our team INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/29/2013 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: Client Focused Advisors is the DBA under which I market my investment and security business 3. INSURANCE BROKER POSITION: Insurance Broker NATURE: Insurance Broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2010 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: Insurance Broker for Life Insurance, Fixed Annuities, LTC, Disability Insurance, Health and Group Benefits 4. ESTATE PLANNING COUNCIL OF LOWER FAIRFIELD COUNTY POSITION: Member NATURE: Estate Planning Council of Lower Fairfield County INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: No duties, I am a new member of this chapter. It provides an opportunity to learn and build relationships with fellow professionals that are involved with estate planning 5. TEACHING FINANCIAL PLANNING COURSES POSITION: Teacher NATURE: I want to start teaching an adult education financial planning courses at a local high school. I plan to charge a fee of $49 for students. There will be not be specific insurance or investment products discussed in the course, it is general education. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2026 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: Teach an adult education course in the evening on financial planning. I do not promote this on any websites as it has not started yet but I may post on my team's website in the future so I am checking that I do promote so I can list. 6. CARDINAL PEAK PLANNING POSITION: Teacher NATURE: I want to start teaching an adult education financial planning courses at a local high school. I plan to charge a fee of $49 for students. There will be not be specific insurance or investment products discussed in the course, it is general education. I want to be able to promote these courses under a name and I would like to use Cardinal Peak Planning as the name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2026 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: Teach an adult education course in the evening on financial planning. If they decide they want to do a professional financial plan then that would go through Osaic Wealth / Client Focused Advisors (the DBA my team uses). Any investments would also go through Osaic Wealth / Client Focused Advisors. The purpose of this is to teach educational courses to adults. 7. CLIENT FOCUSED EDUCATION POSITION: Teacher NATURE: I want to start teaching an adult education financial planning course INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 4/14/26 ADDRESS: 177 W Putnam Ave, Suite 2694, Greenwich CT 06830 DESCRIPTION: Teach an adult education course in the evening on financial planning. If they decide they want to do a professional financial plan then that would go through Osaic Wealth / Client Focused Advisors (the DBA my team uses). Any investments would also go through Osaic Wealth / Client Focused Advisors. The purpose of this is to teach educational courses to adults.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-04
• S63 Uniform Securities Agent State Law Examination
  2010-12-07