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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-01-02 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
124 Westbrook Road Suite 202, Essex, CT 06426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Essex | CT | 08/2010 | 12/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2016 |
| Commonwealth Financial Network | Waltham | MA | 12/2016 | 12/2019 |
| Ivory Wealth Management | Essex | CT | 12/2019 | Present |
| Kestra Investment Services, Llc | Essex | CT | 01/2020 | Present |
| Kestra Advisory Services, Llc | Essex | CT | 01/2020 | Present |
Business Name: Denton & Haskins Investment Related: No Address: PO Box 697 Essex CT 06426 Nature of Business: Other Back Office Operations Position, Title or Relationship: Administrative assistant Start Date: 12/4/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep file contracts Send out royalty checks Respond to title inquiries Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Vice President Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide clients with financial adviceBusiness Name: Ivory Wealth Management, Inc Investment Related: Yes Address: 124 Westbrook Road Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Vice President Start Date: 12/2/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide financial advisory services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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