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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-22 |
| OR | RA | APPROVED | 2019-02-08 |
| NC | RA | APPROVED | 2018-04-02 |
| NJ | RA | APPROVED | 2013-04-24 |
Branch Locations
3812 Quakerbridge Rd #208, Hamilton, NJ 08619 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hamilton | NJ | 04/2013 | Present |
1. 04/24/2013 - SHEEHY ASSOCIATES, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ TIME SPENT 100%/ HAMILTON, NJ. 2. 04/25/2016; Sheehy & Molinelli; DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 04/09/2016; We are offering the same services as we did as Sheehy Associates, Inc. We are simply doing a change of name; 180 HRS/MO; 180 HRS DURING SECS TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-21 |
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