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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-23
TX RA APPROVED_RES 2024-01-17
  • SC RA
    APPROVED
    Since 2024-01-23
  • TX RA
    APPROVED_RES
    Since 2024-01-17

Branch Locations

112 Haywood Road, Greenville, SC 29607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenville SC 12/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville SC 11/2016 01/2024
Raymond James & Associates, Inc Greenville SC 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-17
  • S66 Uniform Combined State Law Examination
    2014-03-17
Other Names
  • Laura E Hall
  • Laura Hall Blanton

View on SEC IAPD

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