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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
10 John James Audobon Parkway Suite 100, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Amherst | NY | 08/2010 | 11/2024 |
| Prudential Insurance Company Of America | Amherst | NY | 08/2010 | Present |
| Lpl Enterprise, Llc | Amherst | NY | 11/2024 | Present |
1) 09/12/2025-Enhanced Financial Solutions-Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/11/2014-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-02 |
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