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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-11-02 |
Branch Locations
1506 West Broadway, Princeton, IN 47670 • United States
601 E State Route 68, Haubstadt, IN 47639 • United States
2400 Hart Street, Vincennes, IN 47951 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Newburgh | IN | 11/2006 | Present |
| Fifth Third Securities | Princeton | IN | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-28 |
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