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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • IN RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

707 Vail Street, Princeton, IN 47670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Evansville IN 08/1993 Present
Robert W. Baird & Co. Incorporated Princeton IN 10/2019 Present
Previous Registrations
  • 1999-02-03 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Princeton, IN
    Princeton, IN
Other Businesses

1)CO-TTEE FOR RELATIVES TRUSTS, INVEST-RELATED, 12/1998, 2 HRS/MONTH W/ 2 HRS DURING TRADING HRS, DUTIES INCLUDE MONITORING INVESTMENTS. 2)CO-TTEE FOR RELATIVE'S TRUST, INVEST-RELATED, 4/2001, 2 HRS/MONTH W/ 2 HRS DURING TRADING HRS, DUTIES INCLUDE MONITORING INVESTMENTS. 3)Four OH LLC FAMILY FARM, NON-INVEST RELATED, PRINCETON INDIANA, FAMILY FARMING BUSINESS WITH IMMEDIATE FAMILY MEMBERS ONLY, MANAGER, 1/2001, 5-10 HRS/MONTH W/ 0 HRS DURING TRADING HRS, DUTIES INCLUDE MANAGING FARM PPTY AND MARKET CROP CONTRACTS. 4) JANET B OLDHAM TRUST,START DATE 04/26/2001, SPOUSAL TRUST, 2 HRS/MO, 2 HRS/MO, TRADING HOURS, FIDUCIARY APPT. 5) SIMH GROUP INC, STRT DATE 08/29/2018,CORPORATION SET UP BY MY WIFE AND I FOR THE PURPOSE OF AGRICULTURE, DIRECTING FARM OPERATONS AND MARKETING CROPS, 5 HRS/MO, 0 HRS/MO TRADING. 6) SHAWNEE RIDGE LLC. PARTNER/TREASUER, BUYING FARMGROND AS WELL AS HOUSING DEVELOPMENTS AS OPPORTUNITIES PRESENT THEMSELVES, 3031 E TOP HAT ROAD, PRINCETON, IN 47670, START DATE 10/01/2018, 5 HRS/MO, 0 HRS/MO TRADING. Name/Address: Midwest Drainage Solutions LLC / 719 West Broadway, Princeton, IN 47670 Start Date: 8/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Non Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03

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