Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
TX RA APPROVED_RES 2020-06-23
IN RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED_RES
    Since 2020-06-23
  • IN RA
    APPROVED
    Since 2019-10-18

Branch Locations

707 Vail Street, Princeton, IN 47670 • United States

110 Main Street, Evansville, IN 47708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2001 06/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 06/2017 Present
Robert W. Baird & Co. Incorporated Princeton IN 10/2019 Present
Previous Registrations
  • 2017-06-15 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Princeton, IN
  • 2007-01-19 → 2017-06-05
    Evansville, IN
Other Businesses

Name/Address: Central Indiana Christian Mission, 9511 Angola Ct, Indianapolis, IN 46268 Start Date: 1/1/2025 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Board Chairman Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-13
S65 Uniform Investment Adviser Law Examination 2000-05-11
S63 Uniform Securities Agent State Law Examination 1996-10-02
  • S66 Uniform Combined State Law Examination
    2006-12-13
  • S65 Uniform Investment Adviser Law Examination
    2000-05-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-02
Other Names
  • John Lee Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Princeton, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor