Ronald Gregory Smith

Current Employers

Employment History

• 01/2006 → Present
  Gdi Consulting Usa Inc
  Highlands Ranch, CO
• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1.FIXED INSURANCE AGENT ; 2.NEWDEAL SHAREHOLDING, START 1/05, WINDSOR PARTNERS LLC, 9182 ROUND TREE DR HIGHLANDS RANCH CO 80126, 1HR/WK, INVESTMENT VEHICLE, MANAGER/ADMIN DUTIES ; 3. NAME OF OTHER BUSINESS: GDI CONSULTING USA INC DBA GENESIS FINANCIAL CONSULTING ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NON-SECURITIES RELATED CONSULTING ; START DATE: 04/2006 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: NON-SECURITIES RELATED BUSINESS CONSULTING SERVICES ; 4. NAME OF OTHER BUSINESS: GENESIS FINANCIAL; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SECURITIES-RELATED FINANCIAL SERVICES ; START DATE: 04/2006 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 20-40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20-32.5 ; BRIEF DESCRIPTION OF DUTIES: USE OF DBA WHEN PROVIDING SECURITIES AND ADVISORY SERVICES THROUGH CETERA ADVISORS ; 5. NAME OF OTHER BUSINESS: UTAH VALLEY UNIVERSITY ; INVESTMENT RELATED: NO ADDRESS: 800 W UNIVERSITY PKWY, OREM UT 84058 ; NATURE OF BUSINESS: UNIVERSITY INSTRUCTOR ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: PART-TIME INSTRUCTOR ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: TEACHING CLASSES AT THE UNIVERSITY ;

Exams

• S66 Uniform Combined State Law Examination
  2006-04-13