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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
UT RA APPROVED 2017-06-22
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • UT RA
    APPROVED
    Since 2017-06-22

Branch Locations

2750 E Cottonwood Parkway #300, Cottonwood Heights, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Draper UT 12/2014 06/2017
Social Finance Inc. Cottonwood Heights UT 06/2017 Present
  • 12/2014 → 06/2017
    Td Ameritrade, Inc.
    Draper, UT
  • 06/2017 → Present
    Social Finance Inc.
    Cottonwood Heights, UT
Previous Registrations
  • 2015-01-20 → 2017-06-21
    Td Ameritrade, Inc.
    Draper, UT
    Draper, UT
    Omaha, NE
  • 2015-01-20 → 2017-06-21
    Td Ameritrade Investment Management, Llc
    Draper, UT
Other Businesses

1. the name of the other business: Ryan and Laura Tuttle (Sole Proprietorship) 2. whether the business is investment-related: No 3. the address of the other business: 3554 W Via Esperanza Way, South Jordan, UT 84095 4. the nature of the other business: Office rental 5. your position: Co-owner 6. title, or relationship with the other business: Co-owner 7. the start date of your relationship: January 2022 8. the approximate number of hours/month you devote to the other business: 1 hour/month 9. the number of hours you devote to the other business during securities trading hours: None 10. and briefly describe your duties relating to the other business: Rent collection, Maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
S63 Uniform Securities Agent State Law Examination 2012-05-29
  • S66 Uniform Combined State Law Examination
    2015-01-08
  • S63 Uniform Securities Agent State Law Examination
    2012-05-29
Designations

View on SEC IAPD

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