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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-31 |
| NC | RA | APPROVED | 2024-04-17 |
Branch Locations
629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Greensboro | NC | 01/2024 | Present |
| Envestnet, Inc. | Raleigh | NC | 12/2012 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-17 |
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