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2028 E. Ben White Blvd Suite 550, Austin, TX 78741 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-10 |
| GA | RA | APPROVED | 2015-11-16 |
Branch Locations
2028 E. Ben White Blvd Suite 550, Austin, TX 78741 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richie Capital Group | Austin | TX | 09/2015 | Present |
Richie Capital Group, LLC is a business associated with our advisory business (Richie Investment Advisors). However, since Richie Capital Group is a separate legal entity, we are required to classify Richie Capital Group as an "outside business activity." Additionally, Richie Investment Advisors acts as the Managing Member and Advisor to RCG Alpha Long Short Fund, LLC. This relationship also represents an outside activity. All three entities operate out of the same business office.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-05 |
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