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Khadir Nuri Richie

Richie Capital Group

Austin, TX

CRD 5099518

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Employer firm

Richie Capital Group CRD 281407

$52.1M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Richie Capital Group

2028 E. Ben White Blvd Suite 550, Austin, TX 78741 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-10
GA RA APPROVED 2015-11-16
  • TX RA
    APPROVED
    Since 2019-01-10
  • GA RA
    APPROVED
    Since 2015-11-16

Branch Locations

2028 E. Ben White Blvd Suite 550, Austin, TX 78741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richie Capital Group Austin TX 09/2015 Present
Other Businesses

Richie Capital Group, LLC is a business associated with our advisory business (Richie Investment Advisors). However, since Richie Capital Group is a separate legal entity, we are required to classify Richie Capital Group as an "outside business activity." Additionally, Richie Investment Advisors acts as the Managing Member and Advisor to RCG Alpha Long Short Fund, LLC. This relationship also represents an outside activity. All three entities operate out of the same business office.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2006-06-05
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2006-06-05

View on SEC IAPD

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