Erik Alexander

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Bellevue, WA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2014 → Present
  Erik Alexander, Llc
  Issaquah, WA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-01-19 → 2021-06-09
  Voya Financial Advisors, Inc.
  Clackamas, OR
  Bellevue, WA
  Windsor, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2023; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, & FIXED ANNUITIES; 2. NAME OF OTHER BUSINESS: ERIK ALEXANDER, LLC; INVESTMENT RELATED: LLC; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC FOR COMMISSION; 3. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: SGEA, LLC; INVESTMENT RELATED: NO; ADDRESS: 22500 SE 64TH PL ISSAQUAH, WA 98027; NATURE OF BUSINESS: DBA FOR EXPENSES; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: EMPLOY STAFF, HOLD A LEASE, PAY UTILITIES AND OTHER OFFICE BILLS;

Exams

• S66 Uniform Combined State Law Examination
  2011-01-13
• S63 Uniform Securities Agent State Law Examination
  2010-10-25