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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2013-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Denver | CO | 09/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2010 | Present |
| Max Retaining Walls, Inc | Commerce City | CO | 08/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DISTRICT BOARD MEMBER, 27J BOARD OF EDUCATION, 18551 E. 160TH AVE., BRIGHTON, , COLORADO, 80601, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/8/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, THE SCHOOL DISTRICT 27J BOARD OF EDUCATION IS COMMITTED TO THE SCHOOL DISTRICTS OVERALL SUCCESS AND IMPROVEMENT. THE CENTRAL FOCUS OF ALL MEETINGS AND DISCUSSIONS WILL BE ON ESTABLISHING, MONITORING, AND SUPPORTING THE DISTRICT??S GOALS. 3. 100% OWNER, DIGGIDYDAWG, LLC WITH A DBA CALLED TARRYALL'S TREASURE, 35341 CR 77, LAKE GEORGE, , COLORADO, 80827, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/3/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF LLC HOLDING, WHICH INCLUDES A HOME AND A WORKING RANCH. UPKEEP TO THE PROPERTY DWELLING AND RANCH FENCES, RENT OUT AS RENTAL 4. BOND OVERSIGHT COMMITTEE BOARD MEMBER, 27J BOARD OF EDUCATION, 1850 EGBERT ST, SUITE 120, BRIGHTON, , COLORADO, 80601, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/22/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WITH THE SUCCESSFUL PASSAGE OF A SCHOOL CONSTRUCTION BOND, THE SCHOOL DISTRICT 27J BOARD OF EDUCATION HAS ESTABLISHED A COMMUNITY BOND OVERSIGHT COMMITTEE TO MONITOR THE ACTIVITIES AND EXPENDITURES OF FUNDS AUTHORIZED BY THE ELECTION AND ENSURE THAT THESE FUNDS ARE BEING USED APPROPRIATELY. THIS COMMITTEE WILL MEET ON A MONTHLY BASIS AND REMAIN IN PLACE UNTIL ALL OF THE BOND FUNDS HAVE BEEN EXPENDED. SIX COMMUNITY REPRESENTATIVES (2 FROM EACH GEOGRAPHIC AREA OF THE DISTRICT) HAVE BEEN APPOINTED TO SERVE ON THIS COMMITTEE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-30 |
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