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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-04-25
  • CO RA
    APPROVED
    Since 2013-04-25

Branch Locations

825 Simms St, Lakewood, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Denver CO 09/2010 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2010 Present
Max Retaining Walls, Inc Commerce City CO 08/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/2010 → Present
    Denver, CO
  • 09/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2006 → Present
    Max Retaining Walls, Inc
    Commerce City, CO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DISTRICT BOARD MEMBER, 27J BOARD OF EDUCATION, 18551 E. 160TH AVE., BRIGHTON, , COLORADO, 80601, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/8/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, THE SCHOOL DISTRICT 27J BOARD OF EDUCATION IS COMMITTED TO THE SCHOOL DISTRICTS OVERALL SUCCESS AND IMPROVEMENT. THE CENTRAL FOCUS OF ALL MEETINGS AND DISCUSSIONS WILL BE ON ESTABLISHING, MONITORING, AND SUPPORTING THE DISTRICT??S GOALS. 3. 100% OWNER, DIGGIDYDAWG, LLC WITH A DBA CALLED TARRYALL'S TREASURE, 35341 CR 77, LAKE GEORGE, , COLORADO, 80827, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/3/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF LLC HOLDING, WHICH INCLUDES A HOME AND A WORKING RANCH. UPKEEP TO THE PROPERTY DWELLING AND RANCH FENCES, RENT OUT AS RENTAL 4. BOND OVERSIGHT COMMITTEE BOARD MEMBER, 27J BOARD OF EDUCATION, 1850 EGBERT ST, SUITE 120, BRIGHTON, , COLORADO, 80601, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/22/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WITH THE SUCCESSFUL PASSAGE OF A SCHOOL CONSTRUCTION BOND, THE SCHOOL DISTRICT 27J BOARD OF EDUCATION HAS ESTABLISHED A COMMUNITY BOND OVERSIGHT COMMITTEE TO MONITOR THE ACTIVITIES AND EXPENDITURES OF FUNDS AUTHORIZED BY THE ELECTION AND ENSURE THAT THESE FUNDS ARE BEING USED APPROPRIATELY. THIS COMMITTEE WILL MEET ON A MONTHLY BASIS AND REMAIN IN PLACE UNTIL ALL OF THE BOND FUNDS HAVE BEEN EXPENDED. SIX COMMUNITY REPRESENTATIVES (2 FROM EACH GEOGRAPHIC AREA OF THE DISTRICT) HAVE BEEN APPOINTED TO SERVE ON THIS COMMITTEE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-24
S63 Uniform Securities Agent State Law Examination 2010-09-30
  • S65 Uniform Investment Adviser Law Examination
    2013-04-24
  • S63 Uniform Securities Agent State Law Examination
    2010-09-30

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