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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-03-10
  • NJ RA
    APPROVED
    Since 2016-03-10

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

309 Morris Avenue Suite C, Spring Lake, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory, Llc Spring Lake NJ 03/2016 Present
  • 03/2016 → Present
    International Assets Advisory, Llc
    Spring Lake, NJ
Previous Registrations
  • 2014-05-19 → 2016-03-11
    First Allied Advisory Services, Inc.
    Toms River, NJ
  • 2010-12-06 → 2012-09-27
    Rhino Asset Management
    Manasquan, NJ
  • 2010-09-10 → 2012-02-24
    Blue Ocean Capital Management, Llc
    Point Pleasant, NJ
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N. ORANGE AVE, SUITE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 3/2016 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) STERLINGNOBLE WEALTH MANAGEMENT, LLC 309 MORRIS AVE. SUITE C SPRING LAKE NJ 07762 - DBA FOR IAA BUSINESS - FINANCIAL ADVISOR SINCE 5/2018 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 3) THOMAS BROWN SR TRUST U/A 12/2011, 309 MORRIS AVE. SUITE C SPRING LAKE NJ 07762 - CO-SUCCESSOR TRUSTEE SINCE 02/2025 - APPROX 0 HRS/MO - NO COMPENSATION 4) THOMAS BROWN SR TRUST U/A 09/1997, 309 MORRIS AVE. SUITE C SPRING LAKE NJ 07762 - CO-SUCCESSOR TRUSTEE SINCE 02/2025 - APPROX 0 HRS/MO - NO COMPENSATION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-09
S65 Uniform Investment Adviser Law Examination 2010-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-05-09
  • S65 Uniform Investment Adviser Law Examination
    2010-09-09
Designations

View on SEC IAPD

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