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Jean Katherine Quinlan Riggi

Morgan Stanley

Austin, TX

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-06
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2023-08-06
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Walnut Creek CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Walnut Creek, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Concord, CA
  • 2007-02-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-03
S63 Uniform Securities Agent State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-02-03
  • S63 Uniform Securities Agent State Law Examination
    2007-01-16
Other Names
  • Jean Katherine Quinlan
  • Jean Katherine Riggi

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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