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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Huxley, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | Brooklyn | IA | 10/2010 | Present |
| First State Bank | Brooklyn | IA | 07/2014 | Present |
| Cambridge Investment Research, Inc. | Brooklyn | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) RATCLIFF & BLAKE INSURANCE PROFESSIONALS INC, 104, Jackson St, Brooklyn IA 52211, 01/01/2024, Agent, 1099 Contractor, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) FIRST STATE BANK OF LYNNVILLE, 104 JACKSON ST, BROOKLYN, IA, 7/2014, VP, AGRICULTURAL LENDING, NIR, 160 HRS/MO - 132 HRS/MO TRADING. 3) HIGH SCHOOL REFEREE, HUXLEY IA 50124, 9/1992, OFFICIATE HIGH SCHOOL ATHLETICS. NIR, 17 HR/MO 0 HR/MO TRADING 4) KIWANIS CLUB OF BROOKLYN, 1090 JACKSON, ST, BROOKLYN, IA, 10/2002, TREASURER. NIR, 5 HRS/MO - 0 HRS/MO TRADING. 5) BROKER CLEARING HOUSE LTD, 4546 CORPORATE DRIVE, STE 155, WEST DES MOINES, IA, 10/2010, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HRS/MO - 5 HRS/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HRS/MO - 80 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7) FIRST STATE INVESTMENTS, 104, Jackson St, Brooklyn IA 52211, 07/14/2014, Financial Advisor, Using a Trade Name/dba, NIR, 20 HR/MO, 20 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-16 |
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