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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-06
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED_RES
    Since 2019-02-06
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Huxley, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp Brooklyn IA 10/2010 Present
First State Bank Brooklyn IA 07/2014 Present
Cambridge Investment Research, Inc. Brooklyn IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 10/2010 → Present
    Broker Dealer Financial Services Corp
    Brooklyn, IA
  • 07/2014 → Present
    First State Bank
    Brooklyn, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Brooklyn, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2011-01-04 → 2018-10-20
    Investment Advisors Corp
    Brooklyn, IA
Other Businesses

1) RATCLIFF & BLAKE INSURANCE PROFESSIONALS INC, 104, Jackson St, Brooklyn IA 52211, 01/01/2024, Agent, 1099 Contractor, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) FIRST STATE BANK OF LYNNVILLE, 104 JACKSON ST, BROOKLYN, IA, 7/2014, VP, AGRICULTURAL LENDING, NIR, 160 HRS/MO - 132 HRS/MO TRADING. 3) HIGH SCHOOL REFEREE, HUXLEY IA 50124, 9/1992, OFFICIATE HIGH SCHOOL ATHLETICS. NIR, 17 HR/MO 0 HR/MO TRADING 4) KIWANIS CLUB OF BROOKLYN, 1090 JACKSON, ST, BROOKLYN, IA, 10/2002, TREASURER. NIR, 5 HRS/MO - 0 HRS/MO TRADING. 5) BROKER CLEARING HOUSE LTD, 4546 CORPORATE DRIVE, STE 155, WEST DES MOINES, IA, 10/2010, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HRS/MO - 5 HRS/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HRS/MO - 80 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7) FIRST STATE INVESTMENTS, 104, Jackson St, Brooklyn IA 52211, 07/14/2014, Financial Advisor, Using a Trade Name/dba, NIR, 20 HR/MO, 20 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-16
  • S66 Uniform Combined State Law Examination
    2010-12-16

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