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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-08-25 |
Branch Locations
1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 01/2017 | 03/2020 |
| Fuerst & Associates | Chattanooga | TN | 09/2013 | 01/2017 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Business Ownership; Mainstay Service Group, LLC; Co-owner; This is an entity to provide administrative support to the practice of Jody B Riggs including payroll, leasing, and office support.; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours. Outside Employment; Mainstay Service Group, LLC; Operations Manager - Admin, Client Service, daily operations of office; The purpose of this business is to provide administrative support for an Ameriprise Advisory Financial Practice.; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 04/16/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
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