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Daniel S Lee

Brightplan LLC

San Jose, CA

Las Vegas, NV

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Current Employers
Brightplan Llc

333 West San Carlos Street Suite 600, San Jose, CA 95110 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-02-28
LA RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
CA RA APPROVED 2021-08-24
  • NV RA
    APPROVED
    Since 2025-02-28
  • LA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03
  • CA RA
    APPROVED
    Since 2021-08-24

Branch Locations

333 West San Carlos Street Suite 600, San Jose, CA 95110 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bingham, Osborn & Scarborough Llc San Francisco CA 01/2015 01/2019
Plancorp, Llc St. Louis MO 01/2019 08/2021
Brightplan, Llc San Jose CA 08/2021 Present
  • 01/2015 → 01/2019
    Bingham, Osborn & Scarborough Llc
    San Francisco, CA
  • 01/2019 → 08/2021
    Plancorp, Llc
    St. Louis, MO
  • 08/2021 → Present
    Brightplan, Llc
    San Jose, CA
Previous Registrations
  • 2019-01-29 → 2021-08-10
    Plancorp, Llc
    San Jose, CA
    Saint Louis, MO
  • 2010-09-29 → 2019-01-28
    B|O|S
    San Francisco, CA
Other Businesses

EMPLOYED BY UC BERKELEY. INSTRUCTOR AT THE UC BERKELEY - EXTENSION Certificate Program in Personal Financial Planning STARTED 01/2018 - PRESENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-28
  • S65 Uniform Investment Adviser Law Examination
    2010-09-28
Designations
Other Names
  • Daniel S Lee

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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