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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-19 |
| WA | RA | APPROVED | 2013-02-19 |
Branch Locations
520 Pike St Ste 2725, Seattle, WA 98101 • United States
Lake Stevens, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Outside Employment; Pacific Restoration & Painting; Operations manager - Bookkeeper & payroll; ; 16031 54th PL WEdmonds, WA 98026, ,; Not Investment-Related; 11/07/2018; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-01 |
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