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Current Employers
Wealth Advisors Of Tampa Bay

777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-28
  • FL RA
    APPROVED
    Since 2020-02-28

Branch Locations

777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 08/2010 09/2019
Lpl Financial Llc Tampa FL 09/2019 Present
Wealth Advisors Of Tampa Bay, Llc Tampa FL 08/2019 Present
  • 08/2010 → 09/2019
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
  • 09/2019 → Present
    Lpl Financial Llc
    Tampa, FL
  • 08/2019 → Present
    Wealth Advisors Of Tampa Bay, Llc
    Tampa, FL
Previous Registrations
Other Businesses

1)09/2019 - DBA for LPL Business (entity for LPL business) - WEALTH ADVISORS OF TAMPA BAY LLC - 100% - INVESTMENT RELATED - TAMPA, FL 33602 2)01/2014 - Outside/W-2 Employment - TRIVIA NATION - 1% - INVESTMENT RELATED - TAMPA, FL 33606. 3) 9/20/2019 - Wealth Advisors of Tampa Bay LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - LICENSED ADMIN. - Started 08/19/2019 - 160 Hours Per Month/144 Hours During Securities Trading - Time Spent 22% - I provide administrative support to Wealth Advisors of Tampa Bay, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25

View on SEC IAPD

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