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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-24
  • NC RA
    APPROVED
    Since 2026-06-24

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St, Charlotte, NC 28202 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-20
  • AZ RA
    APPROVED
    Since 2025-06-20

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

105 S Houghton Rd Ste 119, Tucson, AZ 85748 • United States

2150 W Grant Rd, Tucson, AZ 85745 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St Louis MO 04/2011 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 01/2021
Wells Fargo Clearing Services, Llc Tucson AZ 01/2021 01/2023
Wells Fargo Advisors Financial Network, Llc Charleston SC 01/2023 04/2025
Wells Fargo Clearing Services, Llc Tucson AZ 06/2025 Present
Previous Registrations
Other Businesses

WING MANAGEMENT, LLC, INVT RELATED, TUCSON, AZ, 50% OWNERSHIP, START DATE 1/31/2023, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-28
S63 Uniform Securities Agent State Law Examination 2007-06-23
  • S66 Uniform Combined State Law Examination
    2016-01-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-23
Other Names
  • William Giddens

View on SEC IAPD

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