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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
1777 Borel Pl, Ste 1000, San Mateo, CA 94402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kss Yugen Kaisha Dba Kasumisou Gallery | Tokyo | 03/1998 | 07/2021 | |
| Kasumisou Foundation | Tokyo | 03/1999 | 07/2021 | |
| Waddell And Reed, Inc. | San Mateo | CA | 08/2010 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Menlo Park | CA | 09/2010 | 07/2021 |
| Kasumisou Imports | Menlo Park | CA | 10/2005 | 07/2021 |
| Peninsula Connections | San Mateo | CA | 01/2017 | 12/2017 |
| Peninsula Connections | San Mateo | CA | 07/2019 | 06/2020 |
| San Mateo Leads Club | Cardiff | CA | 08/2018 | 09/2019 |
| Lpl Financial Llc | San Mateo | CA | 07/2021 | Present |
1) 6/15/2021- Other- Menlo Park, CA- Not inv.related - start date 2008 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 6/15/2021: KSS Yugen Kaisha, d/b/a Kasumisou Gallery - Minato-ku, Tokyo 108-0074 Japan - Other- sell products on ebay; Not inv related- start date 1998; 2 Hrs/Mth - 0 Hrs During Trading. 3) 10/12/2023 - No business name - At reported business location(s) - Non-Variable Insurance - Inv. related - start date 10/11/2023 - 10hrs/mo.; 5hrs during trading. 4) 07/24/2025 - National Contracting Center - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:07/25/2025 - 5 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-18 |
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