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Barbara Lyn Sabol Rosasco

LPl Financial LLC

San Mateo, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

1777 Borel Pl, Ste 1000, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kss Yugen Kaisha Dba Kasumisou Gallery Tokyo 03/1998 07/2021
Kasumisou Foundation Tokyo 03/1999 07/2021
Waddell And Reed, Inc. San Mateo CA 08/2010 07/2021
Various Insurance Carriers For W & R Insurance Agencies Menlo Park CA 09/2010 07/2021
Kasumisou Imports Menlo Park CA 10/2005 07/2021
Peninsula Connections San Mateo CA 01/2017 12/2017
Peninsula Connections San Mateo CA 07/2019 06/2020
San Mateo Leads Club Cardiff CA 08/2018 09/2019
Lpl Financial Llc San Mateo CA 07/2021 Present
  • 03/1998 → 07/2021
    Kss Yugen Kaisha Dba Kasumisou Gallery
    Tokyo
  • 03/1999 → 07/2021
    Kasumisou Foundation
    Tokyo
  • 08/2010 → 07/2021
    Waddell And Reed, Inc.
    San Mateo, CA
  • 09/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Menlo Park, CA
  • 10/2005 → 07/2021
    Kasumisou Imports
    Menlo Park, CA
  • 01/2017 → 12/2017
    Peninsula Connections
    San Mateo, CA
  • 07/2019 → 06/2020
    Peninsula Connections
    San Mateo, CA
  • 08/2018 → 09/2019
    San Mateo Leads Club
    Cardiff, CA
  • 07/2021 → Present
    San Mateo, CA
Previous Registrations
  • 2010-12-20 → 2021-07-21
    Waddell & Reed
    San Mateo, CA
    Seattle, WA
    San Mateo, CA
    San Mateo, CA
Other Businesses

1) 6/15/2021- Other- Menlo Park, CA- Not inv.related - start date 2008 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 6/15/2021: KSS Yugen Kaisha, d/b/a Kasumisou Gallery - Minato-ku, Tokyo 108-0074 Japan - Other- sell products on ebay; Not inv related- start date 1998; 2 Hrs/Mth - 0 Hrs During Trading. 3) 10/12/2023 - No business name - At reported business location(s) - Non-Variable Insurance - Inv. related - start date 10/11/2023 - 10hrs/mo.; 5hrs during trading. 4) 07/24/2025 - National Contracting Center - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:07/25/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-18
  • S66 Uniform Combined State Law Examination
    2010-12-18
Other Names
  • Barbara L Sabol
  • Barbara Sabol Rosasco

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