Andrew Scott Focht

Current Employers

Employment History

• 08/2010 → 08/2019
  Edward Jones
  St. Louis, MO
• 08/2019 → 03/2025
  Wells Fargo Clearing Services, Llc
  Tyler, TX
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Andrew Focht Consulting, Llc
  Tyler, TX

Previous Registrations

• 2019-08-29 → 2025-03-10
  Wells Fargo Clearing Services, Llc
  Tyler, TX
  Tyler, TX
• 2010-10-11 → 2019-08-30
  Edward Jones
  St Louis, MO
  Tyler, TX
  Whitehouse, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TYLER ECONOMIC DEVELOPMENT COUNCIL INVESTMENT RELATED: NO ADDRESS: 315 N BROADWAY TYLER, TX 75702 NATURE OF BUSINESS: NON-PROFIT START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: TO MAKE RECOMMENDATIONS TO THE BOARD CONCERNING THE FEASIBILITY OF THE EDC'S FINANCIAL COMMITMENTS AND FUTURE COMMITMENTS SUCH AS LAND ACQUISITIONS AND DEVELOPMENT. 3. NAME OF OTHER BUSINESS: EAST TEXAS ESTATE PLANNING COUNCIL INVESTMENT RELATED: NO ADDRESS: TYLER, TX 75703 NATURE OF BUSINESS: NATIONAL ASSOCIATION START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: PREVIOUS PAST PRESIDENT APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PROVIDE RECOMMENDATIONS TO THE BOARD. 4. NAME OF OTHER BUSINESS: ROSE POINT CAPITAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 5. NAME OF OTHER BUSINESS: TYLER JUNIOR COLLEGE FOUNDATION GOLF TOURNAMENT INVESTMENT RELATED: NO ADDRESS: 1400 E 5TH TYLER, TX 75701 NATURE OF BUSINESS: GOLF TOURNAMENT START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FUNDRAISING AND OBTAINING SPONSORSHIPS FOR THE ANNUAL GOLF TOURNAMENT 6. NAME OF OTHER BUSINESS: MARTIN FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 7. NAME OF OTHER BUSINESS: ANDREW FOCHT CONSULTING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR IA COMMISSIONS; 8. NAME OF OTHER BUSINESS: FOCHT CIRCLE F LAND AND CATTLE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FARM; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTMENT PROPERTY MANAGEMENT AND LIVESTOCK MANAGEMENT AND SALES;

Exams

• S66 Uniform Combined State Law Examination
  2010-10-08

Other Names

• Andrew Focht