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Shaina Rogers

Wells Fargo Clearing Services, LLC

Asheville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-08
NC RA APPROVED 2012-03-21
  • TX RA
    APPROVED
    Since 2013-08-08
  • NC RA
    APPROVED
    Since 2012-03-21

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Hendersonville NC 07/2010 11/2016
Wells Fargo Clearing Services, Llc Hendersonville NC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-20
Other Names
  • Shaina Nichole Smith
  • Shaina Nichole Rogers

View on SEC IAPD

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DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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