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David Herrick Robinson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-23
CA RA APPROVED 2018-04-10
  • TX RA
    APPROVED
    Since 2018-04-23
  • CA RA
    APPROVED
    Since 2018-04-10

Branch Locations

201 E Washington St, Phoenix, AZ 85004 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ben Miller Phoenix AZ 09/2016 02/2018
Northwestern Mutual Investment Services Llc Phoenix AZ 09/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-09
S63 Uniform Securities Agent State Law Examination 2011-01-11
  • S66 Uniform Combined State Law Examination
    2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2011-01-11
Other Names
  • Dave Herrick Robinson
  • David Herrick Robinson
  • David H Robinson
  • Dave Robinson
  • David Robinson

View on SEC IAPD

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