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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-01-17
WA RA APPROVED 2012-01-06
  • OR RA
    APPROVED
    Since 2024-01-17
  • WA RA
    APPROVED
    Since 2012-01-06

Branch Locations

7421 Sw Bridgeport Rd, Portland, OR 97224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Portland OR 06/2010 Present
Transamerica Financial Advisors, Llc Portland OR 01/2012 Present
Hife Cpp Greenwood Village CO 03/2014 Present
Net Law, Inc. Louisville, KY 10/2013 Present
Wealthwave Portland OR 01/2016 Present
  • 06/2010 → Present
    World Financial Group
    Portland, OR
  • 01/2012 → Present
    Portland, OR
  • 03/2014 → Present
    Hife Cpp
    Greenwood Village, CO
  • 10/2013 → Present
    Net Law, Inc.
    Louisville,, KY
  • 01/2016 → Present
    Wealthwave
    Portland, OR
Previous Registrations
  • 2010-10-26 → 2012-01-06
    Investment Advisors International, Inc.
    Portland, OR
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION (HIFE) COLLEGE PLANNING PROGRAM; 8301 EAST PRENTICE AVENUE, STE 312, GREENWOOD VILLAGE CO 80111; HELPS STUDENTS IN 9-12 GRADE DECIDE ON POTENTIAL MAJORS SO THEY WILL NOT CHANGE FOCUS WHILE IN COLLEGE. THEN TO FIND GOOD COLLEGE FITS AND APPLY. THE COACH ALSO HELPS REVIEW FORMS BEFORE SUBMITTING THEM; COLLEGE CONSULTANT; 3/2014; 0-20 HRS/MONTH;INTRODUCE STUDENTS AND PARENTS THE COACHING PROVIDED BY CPP SO THEY CAN DECIDE IF THEY WOULD LIKE TO GET A CPP COACH Net law, Inc. /1013-Present / INVESTMENT RELATED: NO /12910 Shelbyville Rd. Suite 124, Louisville, KY 40243 /Referral Agent / Digital estate planning documents / hrs work monthly: 2 / Sec trading hrs: 0 / When a client is interested in estate planning documents, I can offer this service to them

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-25
S65 Uniform Investment Adviser Law Examination 2010-08-03
  • S63 Uniform Securities Agent State Law Examination
    2011-07-25
  • S65 Uniform Investment Adviser Law Examination
    2010-08-03
Other Names
  • Mary Christine Lennox
  • Mary Elert

View on SEC IAPD

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