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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-08-15
  • KY RA
    APPROVED
    Since 2013-08-15

Branch Locations

603 S. Main Street Suite #2, Hopkinsville, KY 42240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Hopkinsville KY 08/2013 Present
Raymond James Financial Services Inc. Hopkinsville KY 08/2013 Present
Peay And Co. Hopkinsville KY 08/2013 Present
Previous Registrations
  • 2010-11-02 → 2013-08-14
    J.J.B. Hilliard, W.L. Lyons, Llc
    Clarksville, TN
Other Businesses

(1)Name of Business: Address: hopkinsville, KY, 42240, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Peay and Co Address: 603 South Main Street Suite #2, Hopkinsville, KY, 42240, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/09/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor affiliated with branch support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
  • S66 Uniform Combined State Law Examination
    2010-10-29
Other Names
  • Doug Colburn

View on SEC IAPD

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